Securities and Blue Sky Filing Services

Securities and Blue Sky Filing Services

Velawcity’s senior securities paralegals have extensive experience working with securities regulators, therefore are easily able to identify compliance issues. Services are offered to lawyers and their clients, as well as private fund advisors for filing all types of SEC, as well as “blue sky” state filings in all 50 states. For Regulation D, Rule 504 and 506 SEC filings, Velawcity’s senior securities paralegals obtain SEC filing codes (if necessary) and ensure timely Form D filings Ds. In addition, Velawcity’s senior securities paralegals research state laws to help you determine applicable state filing exemptions thereby ensuring money is not wasted by making filings that are not required within the context of the transaction. Velawcity will provide a blue sky memorandum to memorialize the exemptions used. In addition, Velawcity can assist in SEC filings of all kinds, from public company filings such as Section 16 filings, etc. In addition, Velawcity’s on-demand paralegal services save you time and can serve as a revenue generator without increasing your overhead. Our reasonable billable rate leaves room for mark up. When it comes to SEC and state filings, our senior securities paralegals can handle the following responsibilities: